Chad Steelberg - Nov 15, 2023 Form 4 Insider Report for Veritone, Inc. (VERI)

Role
Director, 10%+ Owner
Signature
/s/ Craig Gatarz, Attorney-in-Fact
Stock symbol
VERI
Transactions as of
Nov 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/23/2024, 04:51 PM
Previous filing
Mar 6, 2023
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERI Common Stock Award $0 +39.5K +200% $0.00 59.2K Nov 15, 2023 Held by Steel Holdings, LLC F1, F2
holding VERI Common Stock 507K Nov 15, 2023 Direct
holding VERI Common Stock 59.6K Nov 15, 2023 The C&CS Family Trust dated September 7, 2012 F3
holding VERI Common Stock 160K Nov 15, 2023 Held by CSVH, LLC F4
holding VERI Common Stock 426K Nov 15, 2023 Held by son F5
holding VERI Common Stock 426K Nov 15, 2023 Held by daughter F6
holding VERI Common Stock 426K Nov 15, 2023 Held by spouse as custodian F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.
F2 Reporting person is the sole manager and member of Steel Holdings, LLC.
F3 Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 Reporting person is the sole manager and member of CSVH, LLC.
F5 Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
F6 Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
F7 Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.