| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALGN | Common Stock | Options Exercise | $0 | +19,574 | +9.4% | $0.000000 | 228,327 | 20 Feb 2024 | Direct | F1 |
| transaction | ALGN | Common Stock | Tax liability | $2,719,559 | -8,674 | -3.8% | $313.53 | 219,653 | 20 Feb 2024 | Direct | |
| holding | ALGN | Common Stock | 1,500 | 20 Feb 2024 | See Footnotes | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -2,716 | -100% | $0.000000* | 0 | 20 Feb 2024 | Common Stock | 2,716 | $0.000100 | Direct | F3, F4 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -1,412 | -50% | $0.000000 | 1,412 | 20 Feb 2024 | Common Stock | 1,412 | $0.000100 | Direct | F3, F5 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -1,865 | -33% | $0.000000 | 3,730 | 20 Feb 2024 | Common Stock | 1,865 | $0.000100 | Direct | F3, F6 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -3,673 | -25% | $0.000000 | 11,017 | 20 Feb 2024 | Common Stock | 3,673 | $0.000100 | Direct | F3, F7 |
| transaction | ALGN | Market Stock Unit | Options Exercise | $0 | -9,908 | -100% | $0.000000* | 0 | 20 Feb 2024 | Common Stock | 9,908 | $0.000100 | Direct | F3, F8 |
| transaction | ALGN | Restricted Stock Unit | Award | $0 | +13,588 | $0.000000 | 13,588 | 20 Feb 2024 | Common Stock | 13,588 | $0.000100 | Direct | F3, F9 | |
| transaction | ALGN | Market Stock Unit | Award | $0 | +31,707 | $0.000000 | 31,707 | 20 Feb 2024 | Common Stock | 31,707 | $0.000100 | Direct | F3, F10 |
| Id | Content |
|---|---|
| F1 | Includes 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan. |
| F2 | These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. |
| F3 | Represents par value of ALGN common stock. |
| F4 | 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. |
| F5 | 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date. |
| F6 | 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |
| F7 | 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |
| F8 | The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date. |
| F9 | 1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date. |
| F10 | Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). |