Dave Howson - Feb 19, 2024 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, GLOBAL PRESIDENT
Signature
/s/ Patrick Sexton, attorney-in-fact
Stock symbol
CBOE
Transactions as of
Feb 19, 2024
Transactions value $
-$1,437
Form type
4
Date filed
2/22/2024, 04:48 PM
Previous filing
Feb 13, 2024
Next filing
Jul 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $477K +2.56K +14.55% $186.69 20.1K Feb 19, 2024 Direct
transaction CBOE Common Stock Tax liability -$223K -1.2K -5.94% $186.69 18.9K Feb 19, 2024 Direct
transaction CBOE Common Stock Options Exercise $514K +2.75K +14.54% $186.69 21.7K Feb 19, 2024 Direct
transaction CBOE Common Stock Tax liability -$234K -1.25K -5.77% $186.69 20.4K Feb 19, 2024 Direct
transaction CBOE Common Stock Options Exercise $142K +760 +3.72% $186.69 21.2K Feb 19, 2024 Direct
transaction CBOE Common Stock Tax liability -$63.8K -342 -1.61% $186.69 20.9K Feb 19, 2024 Direct
transaction CBOE Common Stock Options Exercise $684K +3.66K +17.57% $186.69 24.5K Feb 19, 2024 Direct
transaction CBOE Common Stock Tax liability -$303K -1.62K -6.62% $186.69 22.9K Feb 19, 2024 Direct
transaction CBOE Common Stock Sale -$995K -5.32K -23.25% $186.96 17.6K Feb 20, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -2.56K -100% $0.00* 0 Feb 19, 2024 Common Stock 2.56K Direct F2, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -2.75K -50% $0.00 2.75K Feb 19, 2024 Common Stock 2.75K Direct F2, F4
transaction CBOE Restricted Stock Units Options Exercise $0 -760 -50% $0.00 760 Feb 19, 2024 Common Stock 760 Direct F2, F4
transaction CBOE Restricted Stock Units Options Exercise $0 -3.66K -33.33% $0.00 7.33K Feb 19, 2024 Common Stock 3.66K Direct F2, F5
transaction CBOE Restricted Stock Units Award $0 +9.21K $0.00 9.21K Feb 19, 2024 Common Stock 9.21K Direct F2, F6
transaction CBOE Restricted Stock Units Award $0 +1.34K $0.00 1.34K Feb 19, 2024 Common Stock 1.34K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F5 The restricted stock units vest in three equal annual installments, which began on February 19, 2024.
F6 The restricted stock units vest in three equal annual installments beginning on February 19, 2025.
F7 The restricted stock units vest on February 19, 2027.