-
Signature
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/s/ Andrew Guggenhime
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Issuer symbol
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PCVX
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Transactions as of
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20 Feb 2024
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Net transactions value
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-$553,432
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Form type
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4
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Filing time
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22 Feb 2024, 16:30:09 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PCVX |
Common Stock |
Options Exercise |
$42,800 |
+8,000 |
+10% |
$5.35* |
87,474 |
20 Feb 2024 |
Direct |
|
| transaction |
PCVX |
Common Stock |
Sale |
$363,659 |
-4,909 |
-5.6% |
$74.08 |
82,565 |
20 Feb 2024 |
Direct |
F1, F2 |
| transaction |
PCVX |
Common Stock |
Sale |
$206,801 |
-2,751 |
-3.3% |
$75.17 |
79,814 |
20 Feb 2024 |
Direct |
F1, F3 |
| transaction |
PCVX |
Common Stock |
Sale |
$25,772 |
-340 |
-0.43% |
$75.80 |
79,474 |
20 Feb 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PCVX |
Stock Option (right to buy) |
Options Exercise |
$0 |
-8,000 |
-2.1% |
$0.000000 |
376,827 |
20 Feb 2024 |
Common Stock |
8,000 |
$5.35 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: