James M. Cracchiolo - 16 Feb 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for James M. Cracchiolo
Issuer symbol
AMP
Transactions as of
16 Feb 2024
Net transactions value
-$6,218,410
Form type
4
Filing time
21 Feb 2024, 20:23:56 UTC
Previous filing
13 Feb 2024
Next filing
26 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale $113,664 -286 -0.15% $397.42 196,312 16 Feb 2024 Direct
transaction AMP Common Stock Sale $3,997,369 -10,002 -5.1% $399.66 186,310 16 Feb 2024 Direct F1
transaction AMP Common Stock Sale $400,130 -1,000 -0.54% $400.13 185,310 16 Feb 2024 Direct
transaction AMP Common Stock Sale $1,707,247 -4,298 -2.3% $397.22 181,012 20 Feb 2024 Direct F2
holding AMP Common Stock 1,696 16 Feb 2024 By 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 10,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 16, 2024 with sale prices ranging from $399.1217 to $399.9671 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 4,298 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2024 with sale prices ranging from $397.0000 to $397.8314.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 20, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.