James M. Cracchiolo - Feb 16, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for James M. Cracchiolo
Stock symbol
AMP
Transactions as of
Feb 16, 2024
Transactions value $
-$6,218,410
Form type
4
Date filed
2/21/2024, 08:23 PM
Previous filing
Feb 13, 2024
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$114K -286 -0.15% $397.43 196K Feb 16, 2024 Direct
transaction AMP Common Stock Sale -$4M -10K -5.09% $399.66 186K Feb 16, 2024 Direct F1
transaction AMP Common Stock Sale -$400K -1K -0.54% $400.13 185K Feb 16, 2024 Direct
transaction AMP Common Stock Sale -$1.71M -4.3K -2.32% $397.22 181K Feb 20, 2024 Direct F2
holding AMP Common Stock 1.7K Feb 16, 2024 By 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 10,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 16, 2024 with sale prices ranging from $399.1217 to $399.9671 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 4,298 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2024 with sale prices ranging from $397.0000 to $397.8314.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 20, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.