Bernard Chung - 15 Feb 2024 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
ACTING CHIEF FINANCIAL OFFICER
Signature
/s/ Bernard Chung
Issuer symbol
VLDX
Transactions as of
15 Feb 2024
Net transactions value
$0
Form type
4
Filing time
20 Feb 2024, 17:39:37 UTC
Previous filing
24 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +1,661 +0.86% 195,920 15 Feb 2024 Direct F1
transaction VLD Common Stock Options Exercise +3,666 +1.9% 199,586 15 Feb 2024 Direct F1
transaction VLD Common Stock Options Exercise +5,841 +2.9% 205,427 15 Feb 2024 Direct F1
transaction VLD Common Stock Options Exercise +5,841 +2.8% 211,268 15 Feb 2024 Direct F1
transaction VLD Common Stock Options Exercise +3,804 +1.8% 215,072 15 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -1,661 -12% $0.000000 11,634 15 Feb 2024 Common Stock 1,661 Direct F1, F2
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -3,666 -8.3% $0.000000 40,332 15 Feb 2024 Common Stock 3,666 Direct F1, F2, F3
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5,841 -100% $0.000000* 0 15 Feb 2024 Common Stock 5,841 Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5,841 -100% $0.000000* 0 15 Feb 2024 Common Stock 5,841 Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -3,804 -50% $0.000000 3,804 15 Feb 2024 Common Stock 3,804 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3 The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
F5 The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.