Gumer Alvero - Feb 9, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Stock symbol
AMP
Transactions as of
Feb 9, 2024
Transactions value $
$42,500
Form type
4
Date filed
2/13/2024, 08:55 PM
Previous filing
Jan 31, 2024
Next filing
Feb 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $42.5K +107 +4.64% $396.94 2.42K Feb 9, 2024 Common Stock 107 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.