Gumer Alvero - 09 Feb 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Issuer symbol
AMP
Transactions as of
09 Feb 2024
Net transactions value
+$42,500
Form type
4
Filing time
13 Feb 2024, 20:55:30 UTC
Previous filing
31 Jan 2024
Next filing
26 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $42,500 +107 +4.6% $396.94 2,415 09 Feb 2024 Common Stock 107 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.