Joseph Edward Sweeney - Feb 9, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRES-AWM PRODUCTS & SERVICES
Signature
/s/ Wendy B. Mahling for Joseph E. Sweeney
Stock symbol
AMP
Transactions as of
Feb 9, 2024
Transactions value $
-$2,791,092
Form type
4
Date filed
2/13/2024, 08:42 PM
Previous filing
Jan 31, 2024
Next filing
Jul 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$2.89M -7.2K -50.7% $401.82 7K Feb 12, 2024 Direct F1
holding AMP Common Stock 292 Feb 9, 2024 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $102K +257 +28.71% $396.94 1.15K Feb 9, 2024 Common Stock 257 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 7,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $401.554 to $402.1161 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 12, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F4 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.