Timothy Whelan - Feb 8, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Signature
/s/ Timothy Whelan, by Kenneth Hemm, pursuant to power of attorney dated February 6, 2018
Stock symbol
ARLP
Transactions as of
Feb 8, 2024
Transactions value $
-$905,520
Form type
4
Date filed
2/12/2024, 09:29 AM
Previous filing
Jan 26, 2024
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +99K +87.67% 212K Feb 8, 2024 Direct F1
transaction ARLP Common unit Tax liability -$906K -44K -20.76% $20.58 168K Feb 8, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -99K -100% 0 Feb 8, 2024 Common unit 99K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.
F2 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.
F3 Not applicable