Walter Stanley Berman - Feb 7, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol
AMP
Transactions as of
Feb 7, 2024
Transactions value $
-$5,175,664
Form type
4
Date filed
2/9/2024, 08:21 PM
Previous filing
Jan 31, 2024
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$809K -2.09K -10.57% $387.24 17.7K Feb 7, 2024 Direct F1
transaction AMP Common Stock Sale -$4.37M -11.3K -63.72% $387.91 6.41K Feb 7, 2024 Direct F2
holding AMP Common Stock 357 Feb 7, 2024 By 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 2,088 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $386.7094 to $387.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 11,258 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $387.71 to $388.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.