-
Signature
-
Grant Pickering, /s/ Andrew Guggenhime, Attorney-in-Fact
-
Stock symbol
-
PCVX
-
Transactions as of
-
Jan 29, 2024
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Transactions value $
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-$1,927,200
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Form type
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4
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Date filed
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1/31/2024, 04:11 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PCVX |
Common Stock |
Options Exercise |
$53.7K |
+30K |
+7.98% |
$1.79* |
406K |
Jan 29, 2024 |
Direct |
|
| transaction |
PCVX |
Common Stock |
Sale |
-$1.98M |
-30K |
-7.39% |
$66.03 |
376K |
Jan 29, 2024 |
Direct |
F1 |
| holding |
PCVX |
Common Stock |
|
|
|
|
|
151K |
Jan 29, 2024 |
By Children's Trust |
F2 |
| holding |
PCVX |
Common Stock |
|
|
|
|
|
151K |
Jan 29, 2024 |
By Children's Trust |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PCVX |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-30K |
-28.51% |
$0.00 |
75.2K |
Jan 29, 2024 |
Common Stock |
30K |
$1.79 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: