William Davies - Jan 27, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP, GLOBAL CIO
Signature
/s/ Wendy B. Mahling for William Davies
Stock symbol
AMP
Transactions as of
Jan 27, 2023
Transactions value $
-$216,871
Form type
4
Date filed
1/30/2024, 09:42 PM
Previous filing
Feb 11, 2022
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock +Grant/Award $0 +607 +2.71% $0.00 22,999 Jan 26, 2024 Direct F1
transaction AMP Common Stock -Tax liability -$43,747 -112 -0.49% $391.40 22,888 Jan 27, 2024 Direct
transaction AMP Common Stock -Tax liability -$173,124 -442 -1.93% $391.40 22,445 Jan 28, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) +Grant/Award $0 +2,064 $0.00 2,064 Jan 27, 2023 Common Stock 2,064 $344.45 Direct F1, F2
transaction AMP Employee Stock Option (right to buy) +Grant/Award $0 +1,793 $0.00 1,793 Jan 26, 2024 Common Stock 1,793 $391.40 Direct F3

Explanation of Responses:

Id Content
F1 Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.
F3 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.