Dawn M. Brockman - Jan 26, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
SVP AND CONTROLLER
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
Stock symbol
AMP
Transactions as of
Jan 26, 2024
Transactions value $
-$16,439
Form type
4
Date filed
1/30/2024, 08:54 PM
Previous filing
Dec 20, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +179 +15.13% $0.00 1.36K Jan 26, 2024 Direct
transaction AMP Common Stock Tax liability -$8.22K -21 -1.54% $391.40 1.34K Jan 27, 2024 Direct
transaction AMP Common Stock Tax liability -$8.22K -21 -1.57% $391.40 1.32K Jan 28, 2024 Direct
holding AMP Common Stock 142 Jan 26, 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +311 $0.00 311 Jan 26, 2024 Common Stock 311 $391.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 29, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.