Dawn M. Brockman - 26 Jan 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
SVP AND CONTROLLER
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol
AMP
Transactions as of
26 Jan 2024
Net transactions value
-$16,439
Form type
4
Filing time
30 Jan 2024, 20:54:54 UTC
Previous filing
20 Dec 2023
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +179 +15% $0.000000 1,362 26 Jan 2024 Direct
transaction AMP Common Stock Tax liability $8,219 -21 -1.5% $391.40 1,341 27 Jan 2024 Direct
transaction AMP Common Stock Tax liability $8,219 -21 -1.6% $391.40 1,320 28 Jan 2024 Direct
holding AMP Common Stock 142 26 Jan 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +311 $0.000000 311 26 Jan 2024 Common Stock 311 $391.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 29, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.