Gerard P. Smyth - 26 Jan 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP TECHNOLOGY AND CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
26 Jan 2024
Net transactions value
-$71,235
Form type
4
Filing time
30 Jan 2024, 20:54:22 UTC
Previous filing
03 Aug 2023
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +965 +26% $0.000000 4,675 26 Jan 2024 Direct
transaction AMP Common Stock Tax liability $37,574 -96 -2.1% $391.40 4,579 27 Jan 2024 Direct
transaction AMP Common Stock Tax liability $33,660 -86 -1.9% $391.40 4,493 28 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +2,852 $0.000000 2,852 26 Jan 2024 Common Stock 2,852 $391.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.