Gerard P. Smyth - Jan 26, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP TECHNOLOGY AND CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol
AMP
Transactions as of
Jan 26, 2024
Transactions value $
-$71,235
Form type
4
Date filed
1/30/2024, 08:54 PM
Previous filing
Aug 3, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +965 +26.01% $0.00 4.68K Jan 26, 2024 Direct
transaction AMP Common Stock Tax liability -$37.6K -96 -2.05% $391.40 4.58K Jan 27, 2024 Direct
transaction AMP Common Stock Tax liability -$33.7K -86 -1.88% $391.40 4.49K Jan 28, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +2.85K $0.00 2.85K Jan 26, 2024 Common Stock 2.85K $391.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024.