Kirk Tholen - Jan 24, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Signature
/s/ Kirk Tholen by Kenneth Hemm, pursuant to power of attorney dated December 11, 2019
Stock symbol
ARLP
Transactions as of
Jan 24, 2024
Transactions value $
$0
Form type
4
Date filed
1/26/2024, 09:51 AM
Previous filing
Nov 16, 2023
Next filing
Feb 12, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +9.28K +14.16% 74.8K Jan 24, 2024 Common unit 9.28K Direct F1, F2, F3
transaction ARLP Restricted unit Award +198K 198K Jan 24, 2024 Common unit 198K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable
F4 On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.