Thomas J. Shaw - 10 Jan 2024 Form 4 Insider Report for RETRACTABLE TECHNOLOGIES INC (RVP)

Source evidence 5 source fields
Form type
4
Accepted by SEC
12 Jan 2024, 15:28:50 UTC
Previous filing
10 Jan 2024
Next filing
17 Jan 2024
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
Thomas J. Shaw

Key filing fact

Thomas J. Shaw filed Form 4 for RETRACTABLE TECHNOLOGIES INC (RVP) on 12 Jan 2024.

Key facts

  • This page summarizes Thomas J. Shaw's Form 4 filing for RETRACTABLE TECHNOLOGIES INC (RVP).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Jan 2024, 15:28.

Change

  • Previous filing in this sequence was filed on 10 Jan 2024.
  • Current net transaction value: +$2,812.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RVP transaction

Common Stock

Purchase

Transaction value
$668
Shares
+596
Change %
+0%
Price
$1.12
Shares after
14,157,951
Date
10 Jan 2024
Ownership
Direct
RVP transaction

Common Stock

Purchase

Transaction value
$2,144
Shares
+1,881
Change %
+0.01%
Price
$1.14
Shares after
14,159,832
Date
11 Jan 2024
Ownership
Direct
Footnotes
F1
RVP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,281,516
Date
10 Jan 2024
Ownership
Voting or Investment Control
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

Represents weighted average price.

Footnote F2

Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

SEC remarks

The Rule 10b5-1 Plan's date of adoption was August 22, 2023.

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