Key facts
- This page summarizes Thomas J. Shaw's Form 4 filing for RETRACTABLE TECHNOLOGIES INC (RVP).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Jan 2024, 15:28.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Purchase
Purchase
No transaction description listed
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
Represents weighted average price.
Footnote F2
Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.
SEC remarks
The Rule 10b5-1 Plan's date of adoption was August 22, 2023.