Alexandria Forbes - 07 Jan 2024 Form 4 Insider Report for MeiraGTx Holdings plc (MGTX)

Role
PRESIDENT & CEO, Director
Signature
/s/ Richard Giroux, Attorney-in-Fact for Alexandria Forbes
Issuer symbol
MGTX
Transactions as of
07 Jan 2024
Net transactions value
-$587,300
Form type
4
Filing time
09 Jan 2024, 17:23:47 UTC
Previous filing
23 Feb 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MGTX Ordinary Shares Options Exercise +125,000 +9.8% 1,404,489 07 Jan 2024 Direct F1, F2, F3, F4
transaction MGTX Ordinary Shares Tax liability $416,398 -66,095 -4.7% $6.30 1,338,394 07 Jan 2024 Direct F5
transaction MGTX Ordinary Shares Options Exercise +48,750 +3.6% 1,387,144 08 Jan 2024 Direct F2, F6
transaction MGTX Ordinary Shares Tax liability $170,902 -25,777 -1.9% $6.63 1,361,367 08 Jan 2024 Direct F5
holding MGTX Ordinary Shares 28,985 07 Jan 2024 By GRAT 2022 F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MGTX Restricted Share Units Options Exercise $0 -125,000 -50% $0.000000 125,000 07 Jan 2024 Ordinary Shares 125,000 Direct F1, F2
transaction MGTX Restricted Share Units Options Exercise $0 -48,750 -100% $0.000000* 0 08 Jan 2024 Ordinary Shares 48,750 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of one-half of restricted share units granted on January 7, 2022.
F2 Each restricted share unit converts into one ordinary share upon vesting.
F3 On July 14, 2023, in a transaction exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13, the reporting person received 27,024 ordinary shares as an annuity payment from a grantor retained annuity trust ("GRAT") and now reports "direct" beneficial ownership of those shares.
F4 On August 11, 2023, in a transaction exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13, the reporting person received 146,015 ordinary shares as an annuity payment from a second grantor retained annuity trust ("GRAT") and now reports "direct" beneficial ownership of those shares.
F5 Shares withheld for payment of taxes upon vesting of award.
F6 Represents vesting of one-quarter of restricted share units granted on January 8, 2020.