Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXON | Common Stock | Sale | -$2.82M | -11.3K | -3.26% | $250.32 | 334K | Jan 2, 2024 | Direct | F1, F2 |
transaction | AXON | Common Stock | Sale | -$2.81M | -11.2K | -3.35% | $251.26 | 323K | Jan 2, 2024 | Direct | F1, F3 |
transaction | AXON | Common Stock | Sale | -$1.5M | -5.95K | -1.84% | $252.24 | 317K | Jan 2, 2024 | Direct | F1, F4 |
transaction | AXON | Common Stock | Sale | -$1.11M | -4.39K | -1.39% | $253.11 | 312K | Jan 2, 2024 | Direct | F1, F5 |
transaction | AXON | Common Stock | Sale | -$205K | -804 | -0.26% | $254.61 | 311K | Jan 2, 2024 | Direct | F1, F6 |
transaction | AXON | Common Stock | Sale | -$468K | -1.83K | -0.59% | $255.99 | 310K | Jan 2, 2024 | Direct | F1, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2023. |
F2 | The transaction was executed in multiple trades at prices ranging from $249.78 to $250.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The transaction was executed in multiple trades at prices ranging from $250.78 to $251.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | The transaction was executed in multiple trades at prices ranging from $251.78 to $252.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | The transaction was executed in multiple trades at prices ranging from $252.80 to $253.705. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | The transaction was executed in multiple trades at prices ranging from $254.47 to $255.045 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F7 | The transaction was executed in multiple trades at prices ranging from $255.89 to $256.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |