Lance D'Ambrosio - Dec 29, 2023 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role: Director
Signature: /s/ Alexander K. Travis, Attorney-in-Fact for Lance Varro D'Ambrosio
Stock symbol: RIOT
Transactions as of: Dec 29, 2023
Transactions value $: $0
Form type: 4
Date filed: 1/3/2024, 08:06 PM
Previous filing: Jul 19, 2023
Next filing: Jul 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RIOT	Common Stock	Award	$0	+32K	+238.08%	$0.00	45.4K	Dec 29, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of restricted shares of the Issuer's common stock, no par value per share, ("Common Stock") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") as of the indicated date, in connection with service on the Issuer's Board of Directors (the "Board") through 2024. The shares are subject to restrictions and at risk of forfeiture until vested, as set forth in the applicable equity agreement with the Issuer, dated as of the indicated grant date. The shares are eligible to vest, if at all, in four equal quarterly tranches after the grant date, subject to the Reporting Person's continued service with the Issuer through vesting.

Content

Represents an award of restricted shares of the Issuer's common stock, no par value per share, ("Common Stock") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") as of the indicated date, in connection with service on the Issuer's Board of Directors (the "Board") through 2024. The shares are subject to restrictions and at risk of forfeiture until vested, as set forth in the applicable equity agreement with the Issuer, dated as of the indicated grant date. The shares are eligible to vest, if at all, in four equal quarterly tranches after the grant date, subject to the Reporting Person's continued service with the Issuer through vesting.