Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | DISH | Class A Common Stock | 85.6K | Dec 22, 2023 | Direct | ||||||
holding | DISH | Class A Common Stock | 21.6K | Dec 22, 2023 | I | F1 | |||||
holding | DISH | Class A Common Stock | 448 | Dec 22, 2023 | I | F2 | |||||
holding | DISH | Class A Common Stock | 2.82K | Dec 22, 2023 | I | F3 | |||||
holding | DISH | Class A Common Stock | 11K | Dec 22, 2023 | I | F4 | |||||
holding | DISH | Class A Common Stock | 2.17M | Dec 22, 2023 | I | F5 | |||||
holding | DISH | Class A Common Stock | 6.7M | Dec 22, 2023 | I | F6 | |||||
holding | DISH | Class A Common Stock | 26M | Dec 22, 2023 | I | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Class B Common Stock | Gift | $0 | -55M | -100% | $0.00* | 0 | Dec 22, 2023 | Class A Common Stock | 55M | I | F8, F9 | |
transaction | DISH | Class B Common Stock | Gift | $0 | +55M | +2564.6% | $0.00 | 57.1M | Dec 22, 2023 | Class A Common Stock | 55M | Direct | F8, F9 | |
transaction | DISH | Class B Common Stock | Gift | $0 | -57M | -99.75% | $0.00 | 145K | Dec 22, 2023 | Class A Common Stock | 57M | Direct | F8, F10 | |
transaction | DISH | Class B Common Stock | Gift | $0 | +57M | $0.00 | 57M | Dec 22, 2023 | Class A Common Stock | 57M | I | F8, F10 | ||
holding | DISH | Class B Common Stock | 28M | Dec 22, 2023 | Class A Common Stock | 28M | I | F7, F8 | ||||||
holding | DISH | Class B Common Stock | 63.8M | Dec 22, 2023 | Class A Common Stock | 63.8M | I | F6, F8 | ||||||
holding | DISH | Class B Common Stock | 89.5M | Dec 22, 2023 | Class A Common Stock | 89.5M | I | F8, F11 |
Id | Content |
---|---|
F1 | Held by Mr. Ergen in a 401(k) account. |
F2 | Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse. |
F3 | Held by Mrs. Ergen in a 401(k) account. |
F4 | The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F5 | The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F6 | The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F7 | The Ergen Two-Year May 2023 DISH GRAT holds 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT. |
F8 | The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. |
F9 | Pursuant to the terms of the Ergen Two-Year December 2022 DISH GRAT, 55,000,000 Class B shares were distributed as an annuity to Mr. Ergen on December 22, 2023. Following this distribution, the Ergen Two-Year December 2022 DISH GRAT expired in accordance with its terms. |
F10 | On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F11 | The Ergen Two-Year June 2023 DISH GRAT holds 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT. |