G. Timothy Laney - Dec 14, 2023 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ G. Timothy Laney
Stock symbol
NBHC
Transactions as of
Dec 14, 2023
Transactions value $
-$233,111
Form type
4
Date filed
12/18/2023, 08:41 PM
Previous filing
May 2, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $530K +28K +11.83% $18.92 265K Dec 14, 2023 Direct F1, F2
transaction NBHC Common Stock Tax liability -$763K -20.1K -7.71% $37.95 241K Dec 14, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -28K -100% $0.00* 0 Dec 14, 2023 Common Stock 28K $18.92 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,000 options that were held in constructive trust pursuant to a divorce decree and accompanying qualified domestic relations orders.
F2 Includes 389 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2023.
F3 Includes a reduction of 3,949 shares that were delivered to the reporting person's former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders.
F4 Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 29, 2015.