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Signature
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/s/ George A. Eldridge, Attorney-in-Fact
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Stock symbol
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AVTE
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Transactions as of
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Dec 13, 2023
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Transactions value $
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-$213,120
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Form type
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4
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Date filed
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12/15/2023, 06:00 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AVTE |
Common Stock |
Options Exercise |
$3.66K |
+2.1K |
+64.69% |
$1.74 |
5.35K |
Dec 13, 2023 |
Direct |
F1 |
| transaction |
AVTE |
Common Stock |
Sale |
-$41K |
-2.1K |
-39.28% |
$19.50 |
3.25K |
Dec 13, 2023 |
Direct |
F1 |
| transaction |
AVTE |
Common Stock |
Options Exercise |
$17.2K |
+9.9K |
+304.43% |
$1.74 |
13.1K |
Dec 14, 2023 |
Direct |
F1 |
| transaction |
AVTE |
Common Stock |
Sale |
-$193K |
-9.9K |
-75.27% |
$19.50 |
3.25K |
Dec 14, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AVTE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-653 |
-4.06% |
$0.00 |
15.4K |
Dec 13, 2023 |
Common Stock |
653 |
$1.74 |
Direct |
F1, F2 |
| transaction |
AVTE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-1.45K |
-7.65% |
$0.00 |
17.5K |
Dec 13, 2023 |
Common Stock |
1.45K |
$1.74 |
Direct |
F1, F3 |
| transaction |
AVTE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-2.7K |
-17.48% |
$0.00 |
12.7K |
Dec 14, 2023 |
Common Stock |
2.7K |
$1.74 |
Direct |
F1, F2 |
| transaction |
AVTE |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-7.2K |
-41.12% |
$0.00 |
10.3K |
Dec 14, 2023 |
Common Stock |
7.2K |
$1.74 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: