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Signature
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/s/ James R. Oehler, Attorney-in-Fact
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Stock symbol
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HALO
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Transactions as of
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Dec 12, 2023
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Transactions value $
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-$544,015
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Form type
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4
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Date filed
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12/13/2023, 07:48 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
HALO |
Common Stock |
Options Exercise |
$118K |
+8.53K |
+5.62% |
$13.81 |
160K |
Dec 12, 2023 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Options Exercise |
$17.7K |
+1.47K |
+0.91% |
$12.07 |
162K |
Dec 12, 2023 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Sale |
-$370K |
-9.36K |
-5.78% |
$39.58 |
153K |
Dec 12, 2023 |
Direct |
F1, F2 |
transaction |
HALO |
Common Stock |
Sale |
-$26K |
-643 |
-0.42% |
$40.47 |
152K |
Dec 12, 2023 |
Direct |
F1, F2, F3 |
transaction |
HALO |
Common Stock |
Options Exercise |
$121K |
+10K |
+6.58% |
$12.07 |
162K |
Dec 13, 2023 |
Direct |
F1 |
transaction |
HALO |
Common Stock |
Sale |
-$404K |
-10K |
-6.18% |
$40.39 |
152K |
Dec 13, 2023 |
Direct |
F1, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
$0 |
-8.53K |
-100% |
$0.00* |
0 |
Dec 12, 2023 |
Common Stock |
8.53K |
$13.81 |
Direct |
F1, F5 |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
$0 |
-1.47K |
-2.6% |
$0.00 |
54.9K |
Dec 12, 2023 |
Common Stock |
1.47K |
$12.07 |
Direct |
F1, F6 |
transaction |
HALO |
Option to Purchase Common Stock |
Options Exercise |
$0 |
-10K |
-18.22% |
$0.00 |
44.9K |
Dec 13, 2023 |
Common Stock |
10K |
$12.07 |
Direct |
F1, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: