| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Tax liability | -$35K | -509 | -0.77% | $68.83 | 65.8K | Nov 10, 2023 | Direct | F1, F2 |
| transaction | GKOS | Common Stock | Award | $0 | +1.03K | +1.56% | $0.00 | 66.8K | Dec 8, 2023 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. |
| F2 | Includes 49,954 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F3 | Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024. |
| F4 | Includes 50,981 restricted stock units that have not yet vested or been delivered to the Reporting Person. |