Loren A. Unterseher - Dec 8, 2023 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Director, 10%+ Owner
Signature
/s/ Loren A. Unterseher
Stock symbol
SKYT
Transactions as of
Dec 8, 2023
Transactions value $
-$4,000,000
Form type
4
Date filed
12/12/2023, 04:52 PM
Previous filing
Oct 3, 2023
Next filing
Dec 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale -$4M -500K -3.35% $8.00 14.4M Dec 8, 2023 Direct F1
holding SKYT Common Stock 4 Dec 8, 2023 Direct F2
holding SKYT Common Stock 32.2K Dec 8, 2023 Direct F3
holding SKYT Common Stock 3.71M Dec 8, 2023 By 2023 grantor retained annuity trust
holding SKYT Common Stock 182K Dec 8, 2023 By family irrevocable trust
holding SKYT Common Stock 165K Dec 8, 2023 By trust for benefit of son
holding SKYT Common Stock 165K Dec 8, 2023 By trust for benefit of son
holding SKYT Common Stock 165K Dec 8, 2023 By trust for benefit of daughter
holding SKYT Common Stock 165K Dec 8, 2023 By trust for benefit of daughter
holding SKYT Common Stock 45.5K Dec 8, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 Oxbow directly holds the shares reported in Column 5.
F3 Shares owned directly by Mr. Unterseher.