Loren A. Unterseher - 08 Dec 2023 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Loren A. Unterseher
Issuer symbol
SKYT
Transactions as of
08 Dec 2023
Net transactions value
-$4,000,000
Form type
4
Filing time
12 Dec 2023, 16:52:12 UTC
Previous filing
03 Oct 2023
Next filing
28 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale $4,000,000 -500,000 -3.3% $8.00 14,447,282 08 Dec 2023 Direct F1
holding SKYT Common Stock 4 08 Dec 2023 Direct F2
holding SKYT Common Stock 32,150 08 Dec 2023 Direct F3
holding SKYT Common Stock 3,710,610 08 Dec 2023 By 2023 grantor retained annuity trust
holding SKYT Common Stock 182,041 08 Dec 2023 By family irrevocable trust
holding SKYT Common Stock 165,272 08 Dec 2023 By trust for benefit of son
holding SKYT Common Stock 165,272 08 Dec 2023 By trust for benefit of son
holding SKYT Common Stock 165,271 08 Dec 2023 By trust for benefit of daughter
holding SKYT Common Stock 165,271 08 Dec 2023 By trust for benefit of daughter
holding SKYT Common Stock 45,459 08 Dec 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 Oxbow directly holds the shares reported in Column 5.
F3 Shares owned directly by Mr. Unterseher.