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Signature
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/s/ Junlin Ho, Attorney-in-Fact for Edward H. Myles
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Stock symbol
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SRRK
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Transactions as of
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Dec 7, 2023
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Transactions value $
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-$315,738
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Form type
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4
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Date filed
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12/8/2023, 04:12 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SRRK |
Common Stock |
Options Exercise |
$121K |
+24.9K |
+14.76% |
$4.86 |
194K |
Dec 7, 2023 |
Direct |
F1, F2 |
transaction |
SRRK |
Common Stock |
Sale |
-$437K |
-24.9K |
-12.86% |
$17.53 |
169K |
Dec 7, 2023 |
Direct |
F1, F3, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SRRK |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-24.9K |
-33.33% |
$0.00 |
49.8K |
Dec 7, 2023 |
Common Stock |
24.9K |
$4.86 |
Direct |
F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: