Nicholas J. Alfano - 30 Nov 2023 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - GLOBAL INDUSTRIAL
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Nicholas J. Alfano
Issuer symbol
ECL
Transactions as of
30 Nov 2023
Net transactions value
-$423,042
Form type
4
Filing time
04 Dec 2023, 16:33:01 UTC
Previous filing
12 May 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $714,720 +6,000 +62% $119.12 15,717 30 Nov 2023 Direct
transaction ECL Common Stock Sale $1,137,762 -6,000 -38% $189.63 9,717 30 Nov 2023 Direct F1
holding ECL Common Stock 3,198 30 Nov 2023 By Ecolab Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -6,000 -69% $0.000000 2,652 30 Nov 2023 Common Stock 6,000 $119.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $189.60 to $189.73, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2023. Includes 18.918 UNITS acquired since the reporting person's last report. (The 3,197.958 UNITS are the equivalent of approximately 5,884 SHARES of the issuer's Common Stock.)
F3 Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.