Nicholas J. Alfano - Nov 30, 2023 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - GLOBAL INDUSTRIAL
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Nicholas J. Alfano
Stock symbol
ECL
Transactions as of
Nov 30, 2023
Transactions value $
-$423,042
Form type
4
Date filed
12/4/2023, 04:33 PM
Previous filing
May 12, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $715K +6K +61.75% $119.12 15.7K Nov 30, 2023 Direct
transaction ECL Common Stock Sale -$1.14M -6K -38.18% $189.63 9.72K Nov 30, 2023 Direct F1
holding ECL Common Stock 3.2K Nov 30, 2023 By Ecolab Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -6K -69.35% $0.00 2.65K Nov 30, 2023 Common Stock 6K $119.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $189.60 to $189.73, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2023. Includes 18.918 UNITS acquired since the reporting person's last report. (The 3,197.958 UNITS are the equivalent of approximately 5,884 SHARES of the issuer's Common Stock.)
F3 Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.