| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Sale | -$629K | -2.82K | -2.24% | $223.49 | 123K | Nov 17, 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | -$490K | -2.19K | -1.78% | $224.18 | 121K | Nov 17, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Sale | -$879K | -3.9K | -3.23% | $225.46 | 117K | Nov 20, 2023 | Direct | F1, F4 |
| transaction | AXON | Common Stock | Sale | -$249K | -1.1K | -0.94% | $226.13 | 116K | Nov 20, 2023 | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale of shares received upon settlement of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $222.77 to $223.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $223.82 to $224.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $225.00 to $225.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $226.07 to $226.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |