Alexander A. De Boo - Nov 13, 2023 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - GLOBAL MARKETS
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Alexander A. De Boo
Stock symbol
ECL
Transactions as of
Nov 13, 2023
Transactions value $
-$61,706
Form type
4
Date filed
11/15/2023, 04:40 PM
Previous filing
Mar 3, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $222K +2.15K +126.69% $103.27 3.85K Nov 13, 2023 Direct
transaction ECL Common Stock Tax liability -$284K -1.59K -41.38% $178.22 2.26K Nov 13, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -2.15K -100% $0.00* 0 Nov 13, 2023 Common Stock 2.15K $103.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
F2 The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.