Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRWD | Class A common stock | Sale | -$6.1M | -30.5K | -8.3% | $200.00 | 337K | Nov 13, 2023 | Direct | F1, F2, F3 |
holding | CRWD | Class A common stock | 42.8K | Nov 13, 2023 | Buttonwillow Trust | F4 | |||||
holding | CRWD | Class A common stock | 42.8K | Nov 13, 2023 | Doris Trust | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Includes shares sold pursuant to a 10b5-1 plan adopted on January 13, 2023. |
F2 | This transaction was executed in multiple trades at prices ranging from $200.00 to $200.075. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
F4 | The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |