Thomas J. Leonard - 17 Oct 2023 Form 4 Insider Report for AGILITI, INC. \DE

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Lee M. Neumann, by power of attorney
Issuer symbol
N/A
Transactions as of
17 Oct 2023
Net transactions value
-$112,722
Form type
4
Filing time
26 Oct 2023, 20:00:13 UTC
Previous filing
02 Oct 2023
Next filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGTI Common Stock, $0.0001 par value Sale $81,030 -15,000 -0.78% $5.40 1,914,142 17 Oct 2023 Direct F1, F2
transaction AGTI Common Stock, $0.0001 par value Options Exercise $117,397 +55,116 +2.9% $2.13 1,969,258 24 Oct 2023 Direct F1
transaction AGTI Common Stock, $0.0001 par value Sale $149,089 -27,558 -1.4% $5.41 1,941,700 24 Oct 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGTI Options (Right to Buy) Options Exercise $0 -55,116 -7.1% $0.000000 716,505 24 Oct 2023 Common Stock, $0.0001 par value 55,116 $2.13 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.52, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.63, inclusive.