Key facts
- This page summarizes Jonathan Sheena's Form 4 filing for Natera, Inc. (NTRA).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 24 Oct 2023, 21:05.
Jonathan Sheena - 20 Oct 2023 Form 4 Insider Report for Natera, Inc. (NTRA)
- Reporting relationship
- Director, CO-FOUNDER
- Issuer ticker
- NTRA
- Reported as of
- 20 Oct 2023
- Net transaction value
- -$53,501
- SEC form
- 4
- Accepted by SEC
- 24 Oct 2023, 21:05:14 UTC
- Prior SEC filing
- 29 Sep 2023
- Next SEC filing
- 03 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tami Chen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan Sheena filed Form 4 for Natera, Inc. (NTRA) on 24 Oct 2023.
Change
- Previous filing in this sequence was filed on 29 Sep 2023.
- Current net transaction value: -$53,501.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTRA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +190
- Change %
- +0.04%
- Price
- Shares after
- 484,935
- Date
- 20 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
NTRA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +143
- Change %
- +0.03%
- Price
- Shares after
- 485,078
- Date
- 21 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
NTRA
transaction
Common Stock
Sale
- Transaction value
- $4,120
- Shares
- -102
- Change %
- -0.02%
- Price
- $40.39
- Shares after
- 484,976
- Date
- 23 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
NTRA
transaction
Common Stock
Sale
- Transaction value
- $9,344
- Shares
- -233
- Change %
- -0.05%
- Price
- $40.10
- Shares after
- 484,743
- Date
- 23 Oct 2023
- Ownership
- Direct
- Footnotes
- F3, F4, F5
NTRA
transaction
Common Stock
Sale
- Transaction value
- $20,018
- Shares
- -500
- Change %
- -2.2%
- Price
- $40.04
- Shares after
- 22,655
- Date
- 23 Oct 2023
- Ownership
- By Caraluna 1 Trust
- Footnotes
- F5, F6, F7, F8
NTRA
transaction
Common Stock
Sale
- Transaction value
- $20,018
- Shares
- -500
- Change %
- -2.2%
- Price
- $40.04
- Shares after
- 22,655
- Date
- 23 Oct 2023
- Ownership
- By Caraluna 2 Trust
- Footnotes
- F5, F6, F7, F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTRA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -190
- Change %
- -10%
- Price
- $0.000000
- Shares after
- 1,713
- Date
- 20 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 190
- Exercise price
- Footnotes
- F1, F9
NTRA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -143
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 716
- Date
- 21 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 143
- Exercise price
- Footnotes
- F1, F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 10 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Footnote F2
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
Footnote F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 5, 2023. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
Footnote F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.9950 to $40.1850 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F5
These reported shares are subject to restrictions in the Lock-Up Letter Agreement.
Footnote F6
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 5, 2023. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
Footnote F7
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.1850 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F8
Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
Footnote F9
The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
Footnote F10
The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter