Stephen Neeleman - 02 Oct 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Del Ladd, Attorney-in-Fact
Issuer symbol
HQY
Transactions as of
02 Oct 2023
Net transactions value
-$22,484
Form type
4
Filing time
06 Oct 2023, 17:54:44 UTC
Previous filing
07 Jul 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Gift $0 -4,500 -0.79% $0.000000 564,235 02 Oct 2023 See footnote F1
transaction HQY Common Stock Tax liability $22,484 -312 -0.43% $72.06 72,887 04 Oct 2023 Direct
holding HQY Common Stock 203,000 02 Oct 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 140,000 02 Oct 2023 Common Stock 140,000 $14.00 Direct F3
holding HQY Stock Option (right to buy) 19,897 02 Oct 2023 Common Stock 19,897 $41.28 Direct F3
holding HQY Stock Options (right to buy) 14,228 02 Oct 2023 Common Stock 14,228 $61.72 Direct F3
holding HQY Stock Options (right to buy) 15,337 02 Oct 2023 Common Stock 15,337 $73.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the Stephen and Christine Neeleman Trust.
F2 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F3 The option is immediately exercisable.

Remarks:

The Power of Attorney given by Mr. Neeleman was previously filed with the U.S. Securities and Exchange Commission on July 7, 2023, as an exhibit to a statement on Form 4 filed by Mr. Neeleman with respect to HealthEquity, Inc. and is hereby incorporated by reference.