| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Sale | -$3.14M | -16K | -4.15% | $195.64 | 370K | Oct 2, 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | -$1.01M | -5.12K | -1.38% | $196.51 | 365K | Oct 2, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Sale | -$1.36M | -6.89K | -1.89% | $197.46 | 358K | Oct 2, 2023 | Direct | F1, F4 |
| transaction | AXON | Common Stock | Sale | -$328K | -1.65K | -0.46% | $198.45 | 356K | Oct 2, 2023 | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale of shares underlying vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $195.08 to $196.0762. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $196.08 to $197.0447. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $197.1482 to $198.1475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $198.165 to $198.8871. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |