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Signature
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/s/ Rachael R. Lape, Attorney-in-Fact
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Stock symbol
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AUB
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Transactions as of
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Sep 1, 2016
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Transactions value $
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$93,573
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Form type
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4
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Date filed
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10/4/2023, 04:18 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AUB |
Common Stock |
Award |
$0 |
+521 |
+3.64% |
$0.00 |
14.8K |
Oct 2, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AUB |
Phantom Stock |
Award |
$14.5K |
+522 |
+2.67% |
$27.83 |
20K |
Sep 1, 2016 |
Common Stock |
522 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3, F4 |
transaction |
AUB |
Phantom Stock |
Award |
$15K |
+442 |
+2.21% |
$33.80 |
20.5K |
Dec 1, 2016 |
Common Stock |
442 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$11.9K |
+329 |
+1.61% |
$36.26 |
20.8K |
Mar 1, 2017 |
Common Stock |
329 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$11.7K |
+349 |
+1.68% |
$33.60 |
21.2K |
Jun 1, 2017 |
Common Stock |
349 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$14.4K |
+461 |
+2.18% |
$31.33 |
21.6K |
Sep 1, 2017 |
Common Stock |
461 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$13.5K |
+359 |
+1.66% |
$37.69 |
22K |
Dec 1, 2017 |
Common Stock |
359 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$4.53K |
+121 |
+0.55% |
$37.38 |
22.1K |
Mar 1, 2018 |
Common Stock |
121 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$2.51K |
+61 |
+0.28% |
$41.10 |
22.2K |
Jun 1, 2018 |
Common Stock |
61 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$2.63K |
+63.1 |
+0.28% |
$41.60 |
22.2K |
Sep 1, 2018 |
Common Stock |
63.1 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3 |
transaction |
AUB |
Phantom Stock |
Award |
$2.83K |
+79.9 |
+0.35% |
$35.40 |
22.8K |
Dec 1, 2018 |
Common Stock |
79.9 |
|
By Trustee of Non-Qualified Plan (deferred comp) |
F2, F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
A reconciliation process was conducted to analyze potential discrepancies between the reporting person's actual and reported ownership. A discrepancy was identified and a detailed review of the reporting person's transaction history was performed. The review concluded that the discrepancy was due to previously unreported activity by the reporting person in a non-qualified deferred compensation plan. See footnote 2 for additional information about this plan. The review confirmed the share amounts reported in the transactions set forth above. The price per share and the date of each transaction are the reporting person's best estimates based on the review's findings, but the date and price per share of each transaction remain uncertain. A portion of the discrepancy could not be accounted for during the review. See footnote 4 for additional information.