Carr Bettis - Sep 30, 2023 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
EXEC CHRMN/CHRMN OF THE BOARD, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Sep 30, 2023
Transactions value $
-$1,134
Form type
4
Date filed
10/3/2023, 04:07 PM
Previous filing
Sep 1, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Award $0 +772 +0.17% $0.00 445K Sep 30, 2023 Direct F1
transaction AEYE Common Stock Tax liability -$1.13K -229 -0.05% $4.95 444K Sep 30, 2023 Direct
holding AEYE Common Stock 432K Sep 30, 2023 CSB IV US Holdings LLC F2
holding AEYE Common Stock 18.6K Sep 30, 2023 Carr Bettis IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F3 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.