Key facts
- This page summarizes Jon Kessler's Form 4 filing for HEALTHEQUITY, INC. (HQY).
- 9 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 29 Sep 2023, 16:39.
Jon Kessler - 27 Sep 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)
- Reporting relationship
- PRESIDENT AND CEO, Director
- Issuer ticker
- HQY
- Reported as of
- 27 Sep 2023
- Net transaction value
- -$3,512,543
- SEC form
- 4
- Accepted by SEC
- 29 Sep 2023, 16:39:00 UTC
- Prior SEC filing
- 28 Jun 2023
- Next SEC filing
- 26 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jon Kessler
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jon Kessler filed Form 4 for HEALTHEQUITY, INC. (HQY) on 29 Sep 2023.
Change
- Previous filing in this sequence was filed on 28 Jun 2023.
- Current net transaction value: -$3,512,543.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HQY
transaction
Common Stock
Sale
- Transaction value
- $76,258
- Shares
- -1,027
- Change %
- -27%
- Price
- $74.25
- Shares after
- 2,848
- Date
- 27 Sep 2023
- Ownership
- by Jon Kessler and Laura M. Gottsman Family Trust
- Footnotes
- F1, F2, F3
HQY
transaction
Common Stock
Sale
- Transaction value
- $103,079
- Shares
- -1,377
- Change %
- -48%
- Price
- $74.86
- Shares after
- 1,471
- Date
- 27 Sep 2023
- Ownership
- by Jon Kessler and Laura M. Gottsman Family Trust
- Footnotes
- F1, F3, F4
HQY
transaction
Common Stock
Sale
- Transaction value
- $111,387
- Shares
- -1,471
- Change %
- -100%
- Price
- $75.72
- Shares after
- 0
- Date
- 27 Sep 2023
- Ownership
- by Jon Kessler and Laura M. Gottsman Family Trust
- Footnotes
- F1, F3, F5
HQY
transaction
Common Stock
Sale
- Transaction value
- $348,924
- Shares
- -4,699
- Change %
- -25%
- Price
- $74.26
- Shares after
- 13,731
- Date
- 27 Sep 2023
- Ownership
- by Team Bear Trust
- Footnotes
- F1, F2, F6
HQY
transaction
Common Stock
Sale
- Transaction value
- $521,116
- Shares
- -6,960
- Change %
- -51%
- Price
- $74.87
- Shares after
- 6,771
- Date
- 27 Sep 2023
- Ownership
- by Team Bear Trust
- Footnotes
- F1, F4, F6
HQY
transaction
Common Stock
Sale
- Transaction value
- $512,678
- Shares
- -6,771
- Change %
- -100%
- Price
- $75.72
- Shares after
- 0
- Date
- 27 Sep 2023
- Ownership
- by Team Bear Trust
- Footnotes
- F1, F5, F6
HQY
transaction
Common Stock
Sale
- Transaction value
- $466,248
- Shares
- -6,279
- Change %
- -26%
- Price
- $74.26
- Shares after
- 18,234
- Date
- 27 Sep 2023
- Ownership
- by Team Gracie Trust
- Footnotes
- F1, F2, F7
HQY
transaction
Common Stock
Sale
- Transaction value
- $688,741
- Shares
- -9,199
- Change %
- -50%
- Price
- $74.87
- Shares after
- 9,035
- Date
- 27 Sep 2023
- Ownership
- by Team Gracie Trust
- Footnotes
- F1, F4, F7
HQY
transaction
Common Stock
Sale
- Transaction value
- $684,111
- Shares
- -9,035
- Change %
- -100%
- Price
- $75.72
- Shares after
- 0
- Date
- 27 Sep 2023
- Ownership
- by Team Gracie Trust
- Footnotes
- F1, F5, F7
HQY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 213,991
- Date
- 27 Sep 2023
- Ownership
- Direct
HQY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 27 Sep 2023
- Ownership
- by GKF, LLC
- Footnotes
- F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 34,820
- Date
- 27 Sep 2023
- Ownership
- by GKF, LLC
- Underlying class
- Common Stock
- Underlying amount
- 34,820
- Exercise price
- $41.28
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,930
- Date
- 27 Sep 2023
- Ownership
- by GKF, LLC
- Underlying class
- Common Stock
- Underlying amount
- 23,930
- Exercise price
- $61.72
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,782
- Date
- 27 Sep 2023
- Ownership
- by GKF, LLC
- Underlying class
- Common Stock
- Underlying amount
- 12,782
- Exercise price
- $73.61
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 27 Sep 2023
- Ownership
- by GKF, LLC
- Underlying class
- Common Stock
- Underlying amount
- 60,000
- Exercise price
- $14.00
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,409
- Date
- 27 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,409
- Exercise price
- $41.28
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,929
- Date
- 27 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 23,929
- Exercise price
- $61.72
- Footnotes
- F9
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 38,343
- Date
- 27 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 38,343
- Exercise price
- $73.61
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 9 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
Footnote F3
These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.
Footnote F6
These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F7
These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F8
These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F9
The option is immediately exercisable.