Matthew Ferguson - 21 Sep 2023 Form 4 Insider Report for ELUTIA INC. (ELUT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Sep 2023, 16:50:34 UTC
Prior SEC filing
09 Mar 2023
Next SEC filing
02 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey Hamet, Attorney-in-Fact for Matthew Ferguson

Key filing fact

Matthew Ferguson filed Form 4 for ELUTIA INC. (ELUT) on 21 Sep 2023.

Key facts

  • This page summarizes Matthew Ferguson's Form 4 filing for ELUTIA INC. (ELUT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Sep 2023, 16:50.

Change

  • Previous filing in this sequence was filed on 09 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AZYO transaction

Class A Common Stock

Award

Transaction value
Shares
+70,053
Change %
+139%
Price
Shares after
120,519
Date
21 Sep 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AZYO transaction Derivative

Warrants (rights to buy)

Award

Transaction value
Shares
+105,080
Change %
Price
Shares after
105,080
Date
21 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
105,080
Exercise price
$1.43
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported securities are included within the 70,053 Units purchased by the reporting person for $1.4275 per Unit. Each Unit consists of one share of Class A Common Stock and one warrant to purchase one and one-half shares of Class A Common Stock.

Footnote F2

Includes 901 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Footnote F3

The warrant expires upon the earlier of (a) 30 trading days after the clearance by the U.S. Food & Drug Administration of the issuer's CanGarooRM antibiotic-eluting biologic envelope or (b) September 21, 2028.

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