Thomas W. Burns - 24 Mar 2022 Form 4/A - Amendment Insider Report for GLAUKOS Corp (GKOS)

Role
CHAIRMAN & CEO, Director
Signature
Diana Scherer, Attorney-in-Fact
Issuer symbol
GKOS
Transactions as of
24 Mar 2022
Net transactions value
-$156,215
Form type
4/A - Amendment
Filing time
12 Sep 2023, 17:43:16 UTC
Date Of Original Report
28 Mar 2022
Previous filing
18 Mar 2022
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Tax liability $156,215 -2,831 -0.42% $55.18 669,933 24 Mar 2022 Direct F1, F2
holding GKOS Common Stock 277,847 24 Mar 2022 Through the Burns Family Trust
holding GKOS Common Stock 238,107 24 Mar 2022 Through the Burns Annuity Trust
holding GKOS Common Stock 120,000 24 Mar 2022 Through the Burns Charitable Remainder Trust
holding GKOS Common Stock 100,000 24 Mar 2022 Through the Thomas W. Burns Irrevocable Trust
holding GKOS Common Stock 100,000 24 Mar 2022 Through the Janet M. Burns Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amends a Form 4 filed March 28, 2022 that contained a clerical error that resulted in the underreporting of the number of shares withheld for tax purposes related to the vesting and delivery of restricted stock units on March 24, 2022. The Reporting Person erroneously reported the withholding of 1,975 shares, and the correct number of shares withheld was 2,831.
F2 As of March 24, 2022, included 89,021 restricted stock units that had not yet vested or been delivered to the Reporting Person.