Christopher A. Isaacson - Sep 1, 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, COO
Signature
/s/ Patrick Sexton
Stock symbol
CBOE
Transactions as of
Sep 1, 2023
Transactions value $
-$573,958
Form type
4
Date filed
9/6/2023, 04:36 PM
Previous filing
Jun 15, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Sale -$574K -3.85K -6.59% $149.08 54.6K Sep 1, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.