Jacques L. J. Bourque - 01 Sep 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Sep 2023, 14:51:20 UTC
Prior SEC filing
08 Sep 2022
Next SEC filing
05 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jutta Codori by P.O.A. for Jacques L. J. Bourque

Key filing fact

Jacques L. J. Bourque filed Form 4 for Catalyst Bancorp, Inc. (CLST) on 06 Sep 2023.

Key facts

  • This page summarizes Jacques L. J. Bourque's Form 4 filing for Catalyst Bancorp, Inc. (CLST).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 06 Sep 2023, 14:51.

Change

  • Previous filing in this sequence was filed on 08 Sep 2022.
  • Current net transaction value: -$1,639.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLST transaction

Common Stock

Tax liability

Transaction value
$1,639
Shares
-136
Change %
-6.8%
Price
$12.05
Shares after
1,864
Date
01 Sep 2023
Ownership
Direct
Footnotes
F1, F2
CLST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
377
Date
01 Sep 2023
Ownership
By 401(k) Plan
Footnotes
F3
CLST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
591
Date
01 Sep 2023
Ownership
By ESOP
Footnotes
F4
CLST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
01 Sep 2023
Ownership
As Utma Custodian for Quinn Bourque
CLST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
01 Sep 2023
Ownership
As Utma Custodian for Levi Bourque

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLST holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
01 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$13.30
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Disposition solely to meet tax obligation for distribution from stock benefit plan.

Footnote F2

Includes 1,600 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 2,000 shares that commenced vesting 20% per year on September 1, 2023.

Footnote F3

Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated August 30, 2023.

Footnote F4

Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4, as of December 31, 2022.

Footnote F5

The options are vesting at a rate of 20% per year commencing on September 1, 2023.

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