Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OLMA | Common Stock | Sale | -$140K | -15K | -1.47% | $9.36 | 1.01M | Aug 31, 2023 | Direct | F1, F2 |
transaction | OLMA | Common Stock | Sale | -$116K | -10K | -0.99% | $11.62 | 999K | Sep 5, 2023 | Direct | F1, F3 |
holding | OLMA | Common Stock | 122K | Aug 31, 2023 | See Footnote | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person dated May 16, 2023. |
F2 | The weighted average sale price for the transaction reported was $9.36, and the range of prices were between $9.22 and $9.60. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
F3 | The weighted average sale price for the transaction reported was $11.62, and the range of prices were between $10.91 and $12.34. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
F4 | The shares are held by the Harmon Family Investors LLC, of which the Reporting Person is the manager. |