Rohit Makharia - Aug 23, 2023 Form 4 Insider Report for SES AI Corp (SES)

Role: PRES. & CHIEF STRATEGY OFFICER
Signature: /s/ Kyle Pilkington, Attorney-in-Fact
Stock symbol: SES
Transactions as of: Aug 23, 2023
Transactions value $: -$410,813
Form type: 4
Date filed: 8/25/2023, 05:15 PM
Previous filing: Apr 18, 2023
Next filing: Dec 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SES	Class A Common Stock	Options Exercise	$33.4K	+209K	+199.62%	$0.16	313K	Aug 23, 2023	Direct	F1
transaction	SES	Class A Common Stock	Sale	-$444K	-209K	-66.62%	$2.13	105K	Aug 23, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SES	Stock Option (Right to Buy)	Options Exercise	$0	-209K	-3.13%	$0.00	6.47M	Aug 23, 2023	Class A Common Stock	209K	$0.16	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 104,603 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
F2	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3	Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.