Richard Harvey Sinkfield III - 09 Aug 2023 Form 4 Insider Report for LAUREATE EDUCATION, INC. (LAUR)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Leslie Brush, Attorney-in-Fact
Issuer symbol
LAUR
Transactions as of
09 Aug 2023
Net transactions value
-$21,731
Form type
4
Filing time
11 Aug 2023, 20:12:15 UTC
Previous filing
17 Mar 2023
Next filing
15 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAUR Common Stock Options Exercise $105,851 +12,692 +19% $8.34 77,863 09 Aug 2023 Direct
transaction LAUR Common Stock Sale $127,583 -9,092 -12% $14.03 68,771 09 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAUR Employee Stock Option (right to buy) Options Exercise $0 -12,692 -100% $0.000000* 0 09 Aug 2023 Common Stock 12,692 $8.34 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $14.03 to $14.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The option vested in five substantially equal installments on each of December 31, 2013, 2014, 2015, 2016 and 2017.