Gilbert H. Kliman - Aug 4, 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Aug 4, 2023
Transactions value $
-$672,850
Form type
4
Date filed
8/8/2023, 04:54 PM
Previous filing
Jun 16, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $72.8K +10K +33.64% $7.28* 39.7K Aug 4, 2023 Direct F1
transaction GKOS Common Stock Sale -$746K -10K -25.17% $74.56 29.7K Aug 4, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -10K -100% $0.00* 0 Aug 4, 2023 Common Stock 10K $7.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date.