John Hazen - 03 Aug 2023 Form 4 Insider Report for Boot Barn Holdings, Inc. (BOOT)

Role
CHIEF DIGITAL OFFICER
Signature
/s/ John Hazen
Issuer symbol
BOOT
Transactions as of
03 Aug 2023
Net transactions value
-$2,215,340
Form type
4
Filing time
04 Aug 2023, 16:03:14 UTC
Previous filing
23 May 2023
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOOT Common Stock Options Exercise $210,000 +11,254 +191% $18.66* 17,148 03 Aug 2023 Direct
transaction BOOT Common Stock Options Exercise $63,930 +3,053 +18% $20.94* 20,201 03 Aug 2023 Direct
transaction BOOT Common Stock Options Exercise $78,477 +3,259 +16% $24.08* 23,460 03 Aug 2023 Direct
transaction BOOT Common Stock Options Exercise $88,953 +3,107 +13% $28.63 26,567 03 Aug 2023 Direct
transaction BOOT Common Stock Sale $2,656,700 -26,567 -100% $100.00 0 03 Aug 2023 Direct F1
holding BOOT Common Stock 12,403 03 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOOT Options Options Exercise $0 -11,254 -100% $0.000000* 0 03 Aug 2023 Common Stock 11,254 $18.66 Direct F3
transaction BOOT Options Options Exercise $0 -3,053 -50% $0.000000 3,053 03 Aug 2023 Common Stock 3,053 $20.94 Direct F4
transaction BOOT Options Options Exercise $0 -3,259 -50% $0.000000 3,258 03 Aug 2023 Common Stock 3,259 $24.08 Direct F4
transaction BOOT Options Options Exercise $0 -3,107 -100% $0.000000* 0 03 Aug 2023 Common Stock 3,107 $28.63 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2022.
F2 Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of August 3, 2023 that remain subject to time-based vesting.
F3 The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
F4 The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
F5 The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.