Tyson E. Marshall - Jul 19, 2023 Form 3 Insider Report for Alphatec Holdings, Inc. (ATEC)

Signature
/s/ Tyson E. Marshall
Stock symbol
ATEC
Transactions as of
Jul 19, 2023
Transactions value $
$0
Form type
3
Date filed
7/21/2023, 06:53 PM
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATEC Common Stock 244K Jul 19, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATEC Employee Stock Option (right to buy) Jul 19, 2023 Common Stock 15K $1.98 Direct F2
holding ATEC Employee Stock Option (right to buy) Jul 19, 2023 Common Stock 15K $1.68 Direct F2
holding ATEC Employee Stock Option (right to buy) Jul 19, 2023 Common Stock 12.5K $3.34 Direct F2
holding ATEC Employee Stock Option (right to buy) Jul 19, 2023 Common Stock 60K $2.69 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 70,150 of the shares are comprised of restricted stock units (RSUs) held by the reporting person. Each RSU represents a contingent right to receive one share of the issuer's common stock. 16,150 of the RSUs vest on February 22, 2024, 7,500 of the RSUs vest on February 24, 2024, 18,250 of the RSUs vest on each of March 5, 2024 and March 5, 2025, and 10,000 of the RSUs vest on March 5, 2026.
F2 The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments. The option expires on the tenth anniversary of the grant date.