Tyson E. Marshall - 19 Jul 2023 Form 3 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role: GENERAL COUNSEL & CORP. SEC.
Signature: /s/ Tyson E. Marshall
Issuer symbol: ATEC
Transactions as of: 19 Jul 2023
Net transactions value: $0
Form type: 3
Filing time: 21 Jul 2023, 18:53:14 UTC
Next filing: 22 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ATEC	Common Stock						244,142	19 Jul 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ATEC	Employee Stock Option (right to buy)							19 Jul 2023	Common Stock	15,000	$1.98	Direct	F2
holding	ATEC	Employee Stock Option (right to buy)							19 Jul 2023	Common Stock	15,000	$1.68	Direct	F2
holding	ATEC	Employee Stock Option (right to buy)							19 Jul 2023	Common Stock	12,500	$3.34	Direct	F2
holding	ATEC	Employee Stock Option (right to buy)							19 Jul 2023	Common Stock	60,000	$2.69	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	70,150 of the shares are comprised of restricted stock units (RSUs) held by the reporting person. Each RSU represents a contingent right to receive one share of the issuer's common stock. 16,150 of the RSUs vest on February 22, 2024, 7,500 of the RSUs vest on February 24, 2024, 18,250 of the RSUs vest on each of March 5, 2024 and March 5, 2025, and 10,000 of the RSUs vest on March 5, 2026.
F2	The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments. The option expires on the tenth anniversary of the grant date.