Thomas W. Burns - 19 Jul 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jul 2023, 16:23:13 UTC
Prior SEC filing
18 Jul 2023
Next SEC filing
03 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Diana Scherer, Attorney-in-Fact
Filing notes and source

Key filing fact

Thomas W. Burns filed Form 4 for GLAUKOS Corp (GKOS) on 21 Jul 2023.

Key facts

  • This page summarizes Thomas W. Burns's Form 4 filing for GLAUKOS Corp (GKOS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Jul 2023, 16:23.

Change

  • Previous filing in this sequence was filed on 18 Jul 2023.
  • Current net transaction value: -$14,547.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GKOS transaction

Common Stock

Options Exercise

Transaction value
$1,455
Shares
+200
Change %
+0.03%
Price
$7.28*
Shares after
674,163
Date
19 Jul 2023
Ownership
Direct
Footnotes
F1
GKOS transaction

Common Stock

Sale

Transaction value
$16,002
Shares
-200
Change %
-0.03%
Price
$80.01
Shares after
673,963
Date
19 Jul 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GKOS transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-200
Change %
-0.05%
Price
$0.000000
Shares after
369,800
Date
19 Jul 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200
Exercise price
$7.28
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Footnote F2

This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

Footnote F3

This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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