Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMBC | Common Stock | Options Exercise | $74.6K | +2K | +8.04% | $37.31 | 26.9K | Jul 13, 2023 | Direct | |
transaction | SMBC | Common Stock | Options Exercise | $55K | +1.6K | +5.96% | $34.35 | 28.5K | Jul 13, 2023 | Direct | |
transaction | SMBC | Common Stock | Options Exercise | $44.9K | +1.2K | +4.22% | $37.40 | 29.7K | Jul 13, 2023 | Direct | |
transaction | SMBC | Common Stock | Options Exercise | $41.9K | +1.2K | +4.04% | $34.91 | 30.9K | Jul 13, 2023 | Direct | F1 |
holding | SMBC | Common Stock | 4.17K | Jul 13, 2023 | 401(k) | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1.2K | -60% | $0.00 | 800 | Jul 13, 2023 | Common Stock | 1.2K | $37.40 | Direct | F3 |
transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1.2K | -40% | $0.00 | 1.8K | Jul 13, 2023 | Common Stock | 1.2K | $34.91 | Direct | F4 |
transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1.6K | -80% | $0.00 | 400 | Jul 13, 2023 | Common Stock | 1.6K | $34.35 | Direct | F5 |
transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -2K | -100% | $0.00* | 0 | Jul 13, 2023 | Common Stock | 2K | $37.31 | Direct | F6 |
holding | SMBC | Stock Option (Right to Buy) | 1.5K | Jul 13, 2023 | Common Stock | 1.5K | $53.82 | Direct | F7 | |||||
holding | SMBC | Stock Option (Right to Buy) | 2.5K | Jul 13, 2023 | Common Stock | 2.5K | $46.94 | Direct | F8 |
Id | Content |
---|---|
F1 | The total amount beneficially owned also reflects 12.06 shares acquired through the Company's Dividend Reinvestment Plan. |
F2 | Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report. |
F3 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. |
F4 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. |
F5 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
F6 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |
F7 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter. |
F8 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter. |