| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMBC | Common Stock | Options Exercise | $74,620 | +2,000 | +8% | $37.31 | 26,867 | 13 Jul 2023 | Direct | |
| transaction | SMBC | Common Stock | Options Exercise | $54,960 | +1,600 | +6% | $34.35 | 28,467 | 13 Jul 2023 | Direct | |
| transaction | SMBC | Common Stock | Options Exercise | $44,880 | +1,200 | +4.2% | $37.40 | 29,667 | 13 Jul 2023 | Direct | |
| transaction | SMBC | Common Stock | Options Exercise | $41,892 | +1,200 | +4% | $34.91 | 30,879 | 13 Jul 2023 | Direct | F1 |
| holding | SMBC | Common Stock | 4,175 | 13 Jul 2023 | 401(k) | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1,200 | -60% | $0.000000 | 800 | 13 Jul 2023 | Common Stock | 1,200 | $37.40 | Direct | F3 |
| transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1,200 | -40% | $0.000000 | 1,800 | 13 Jul 2023 | Common Stock | 1,200 | $34.91 | Direct | F4 |
| transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -1,600 | -80% | $0.000000 | 400 | 13 Jul 2023 | Common Stock | 1,600 | $34.35 | Direct | F5 |
| transaction | SMBC | Stock Option (Right to Buy) | Options Exercise | $0 | -2,000 | -100% | $0.000000* | 0 | 13 Jul 2023 | Common Stock | 2,000 | $37.31 | Direct | F6 |
| holding | SMBC | Stock Option (Right to Buy) | 1,500 | 13 Jul 2023 | Common Stock | 1,500 | $53.82 | Direct | F7 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 2,500 | 13 Jul 2023 | Common Stock | 2,500 | $46.94 | Direct | F8 |
| Id | Content |
|---|---|
| F1 | The total amount beneficially owned also reflects 12.06 shares acquired through the Company's Dividend Reinvestment Plan. |
| F2 | Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report. |
| F3 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. |
| F4 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. |
| F5 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
| F6 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |
| F7 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter. |
| F8 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter. |