| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Options Exercise | $112,563 | +2,700 | +2.2% | $41.69 | 123,184 | 12 Jul 2023 | Direct | F1 |
| transaction | GKOS | Common Stock | Sale | $197,343 | -2,700 | -2.2% | $73.09 | 120,484 | 12 Jul 2023 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Stock Option (Right to Buy) | Options Exercise | $0 | -2,700 | -1.9% | $0.000000 | 136,643 | 12 Jul 2023 | Common Stock | 2,700 | $41.69 | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F2 | This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. |
| F3 | This transaction was executed in multiple trades at prices ranging from $72.96 to $73.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. |